Lisa Detanna: Hidden Disclosures And Lawsuits

Who is Lisa Detanna (CRD#: 1979568)?

Lisa Detanna is a Managing Director and Senior Vice President at Raymond James. She has worked in the financial services industry for over 30 years.

Lisa is also a partner in Raymond James’ DH Consulting Group, which manages over $6 billion* in assets.
She was a senior vice president at Wedbush, Citi Smith Barney, and Morgan Stanley before joining Raymond James in 2011. Her educational background includes an MBA from Pepperdine University and a bachelor’s degree in psychology with a business emphasis from the University of California, Los Angeles.

This article is going further into Lisa Detanna’s past, uncovering hidden disclosures and SEC litigations, as well as analyzing the implications for law.

Who is Lisa Detanna (CRD#: 1979568)?
About Raymond James
Investment Philosophy
Raymond James’s Services
Raymond James Awards and Recognition
Lisa Detanna Disclosures: BrokerCheck, FINRA, And SEC
Lisa Detanna Complaints and Legal Battles
Lisa Detanna Lawsuits
Better Alternatives To Lisa Detanna:

About Raymond James

Raymond James & Associates, Inc. provides financial services to individuals, corporations, organisations, and municipalities. It primarily works with non-high-net-worth individuals because the firm does not impose a minimum asset amount for its individual financial planning or advisory services. However, each of its investment plans normally requires a minimum commitment, which can range from $5,000 to $2 million.

Raymond James has over 3,000 financial advisors in the United States, Canada, and across the world. The company’s headquarters are located in St. Petersburg, Florida.

History of Raymond James

Raymond James was founded in 1962 by Bob James, who incorporated his corporation as Robert A. James. In 1964, Edward Raymond sold his firm, Raymond & Associates, to James on the condition that James alters the name of his firm to Raymond James & Associates. Raymond James & Associates, Inc. has been a publicly traded company since 1983.

James started the firm on the notion that clients required assistance on all aspects of their financial problems, not simply investing decisions. According to the company, it will continue to focus on long-term planning and systematic decision-making.

Investment Philosophy

Raymond James’ Asset Management Services division provides individual and institutional clients with a diverse spectrum of investment strategies and risk profiles. Its strategies include large and small-size equity, foreign equity, fixed income, and a diverse range of mutual funds and exchange-traded funds (ETFs), which can be utilised separately or in combination.

Clients are recommended investment plans and tactics based on their investment objectives, financial status, and risk tolerance. However, it generally advocates a diversified strategy that includes domestic and international equities and fixed income, as well as other asset classes like as real estate and commodities.

Raymond James’s Services

Many of the firm’s services are customised to specific clients. For example, it provides business succession planning, retirement plans, and transition plan methods to business owners, while it provides capital markets transactions, the sale of real estate or other assets, and the exercise of stock options to persons who have suddenly become wealthy.

Raymond James provides a variety of services, including:

Investment solutions
Financial planning
Retirement planning
Estate, charitable giving and trust services
Banking and lending services
Insurance solutions
Institutional services
Private wealth services
Tax strategies
Education planning

Raymond James Awards and Recognition

Throughout its decades in business, Raymond James has received a number of honours and awards. In 2018, 124 Raymond James-affiliated advisors were named to Forbes’ best-in-state wealth advisors list, and six advisors were named to On Wall Street’s list of the top 25 regional advisors under 40.

In 2017, Raymond James was honoured with 17 awards throughout the year, with advisors named to Barron’s top women financial advisors list, Financial Times’ Top 400 financial advisors list and InvestmentNews’ Top 40 Under 40 list. Previous years have garnered similarly impressive numbers of awards.

Lisa Detanna Disclosures: BrokerCheck, FINRA, And SEC

BrokerCheck report of Lisa Detanna includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosures events.

According to the BrokerCheck report, a customer dispute type of disclosure has been reported against Lisa Detanna. In this disclosure, the client alleges a breach of fiduciary duty, breach of written contract, and fraud by misrepresentation and omission.

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

BrokerCheck

Source: https://brokercheck.finra.org/individual/summary/1979568

SEC Litigations & Forms

Source: https://secsearch.sec.gov/search?affiliate=secsearch&sort_by=&query=%27Lisa+Detanna%27

Lisa Detanna Lawsuits

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Lisa Detanna has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Lisa Detanna which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Lisa Detanna on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.

Lisa Detanna Complaints and Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Lisa Detanna using the websites down below: